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Practice Area Insights: Securities/Capital Markets

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Securities / Capital Markets

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&lt;p&gt;Securities or Capital Markets attorneys help companies raise the money they need to operate by representing issuers and underwriters in securities transactions, including IPOs, stock offerings, and debt offerings in public markets. Securities attorneys also counsel clients on corporate governance and how to comply with securities regulations, including the ’33 Act, the ’34 Act, and Sarbanes-Oxley. Some practitioners fold securities law into a general corporate practice while others specialize in the area. Typical day-to-day work includes performing due diligence, drafting documents, interacting with the SEC, and negotiating offerings. Some securities lawyers advise emerging companies on stock and options plans for their employees. Securities attorneys are in demand for in-house roles, whether that is to shepherd a startup through the IPO process, to handle SEC reporting and compliance for a publicly traded company, or to work at an investment bank acting as the underwriter for debt and equity offerings. Securities attorneys are often in demand in compliance departments, and increasingly Chief Compliance Officers are former practicing securities attorneys.&lt;/p&gt;

Partner

C. Daniel Haaren

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Partner—Capital Markets

Dan Gibbons

What is a typical day like and/or what are some common tasks you perform?

What do you like best about your practice area?

Stelios G. Saffos

Associate

Claire Solimine

How important is teamwork in the Securities/Capital Markets work that you do?

Partner—General Practice

Benjamin Kent

How important is teamwork in the securities/capital markets work that you do?

Milson Yu

Partner—Business

Darah Protas

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Counsel—Corporate and Securities

Marla L. Matusic

What kinds of experience can summer associates gain at this practice area at your firm?

Partner—General Practice & Capital Markets

Alan Fishman

What kinds of experience can summer associates gain in this practice area at your firm?

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C. Daniel Haaren

Dan Gibbons

Stelios G. Saffos & Claire Solimine

Benjamin Kent

Milson Yu & Darah Protas

Marla L. Matusic

Alan Fishman

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